Active
CARUSO MCLEAN & CO., INC.
Investment Advice|UTICA, NY
TransparentReliable DataUniform StandardsStrategic Decision MakingTransactional EfficiencyTransparentReliable DataUniform StandardsStrategic Decision MakingTransactional EfficiencyTransparentReliable DataUniform StandardsStrategic Decision MakingTransactional Efficiency
Assets Under Management
$248.9M
Total AUM
| Category | Value |
|---|---|
| Discretionary | 20.3M |
| Non-Discretionary | 228.6M |
Adviser Information
| Field | Value |
|---|---|
| CRD Number | 126084 |
| SEC Number | 801-64498 |
| Street Address | 130 LOMOND COURT |
| Location | UTICA, NY 13502 |
| Country | United States |
| Phone | 315-724-5105 |
| Fax | 315-724-5196 |
| Total Employees | 5 |
| Business Types | registered_representative, insurance_broker |
Client Count by Type (131 Total)
| Category | Value |
|---|---|
| High Net Worth Individual… | 76 |
| Individuals (other than H… | 28 |
| Pension/Profit Sharing Pl… | 18 |
| Corporations/Businesses | 6 |
| Charitable Organizations | 3 |
Community Partners
CITY OF LITTLE FALLS
CITY OF UTICA
COUNTY OF HERKIMER
COUNTY OF ONEIDA
TOWN OF COLUMBIA
TOWN OF DANUBE
TOWN OF FAIRFIELD
TOWN OF FRANKFORT
TOWN OF GERMAN FLATTS
TOWN OF HERKIMER
TOWN OF LITCHFIELD
TOWN OF LITTLE FALLS
TOWN OF MANHEIM
TOWN OF NEWPORT
TOWN OF NORWAY
TOWN OF OHIO
TOWN OF RUSSIA
TOWN OF SALISBURY
TOWN OF SCHUYLER
TOWN OF STARK
CITY OF LITTLE FALLS
CITY OF UTICA
COUNTY OF HERKIMER
COUNTY OF ONEIDA
TOWN OF COLUMBIA
TOWN OF DANUBE
TOWN OF FAIRFIELD
TOWN OF FRANKFORT
TOWN OF GERMAN FLATTS
TOWN OF HERKIMER
TOWN OF LITCHFIELD
TOWN OF LITTLE FALLS
TOWN OF MANHEIM
TOWN OF NEWPORT
TOWN OF NORWAY
TOWN OF OHIO
TOWN OF RUSSIA
TOWN OF SALISBURY
TOWN OF SCHUYLER
TOWN OF STARK
CITY OF LITTLE FALLS
CITY OF UTICA
COUNTY OF HERKIMER
COUNTY OF ONEIDA
TOWN OF COLUMBIA
TOWN OF DANUBE
TOWN OF FAIRFIELD
TOWN OF FRANKFORT
TOWN OF GERMAN FLATTS
TOWN OF HERKIMER
TOWN OF LITCHFIELD
TOWN OF LITTLE FALLS
TOWN OF MANHEIM
TOWN OF NEWPORT
TOWN OF NORWAY
TOWN OF OHIO
TOWN OF RUSSIA
TOWN OF SALISBURY
TOWN OF SCHUYLER
TOWN OF STARK
Municipal Government
33 Active
33
Organizations
COLUMBIA LITCHFIELD FIRE DISTRICT
EAST CANADA CREEK FIRE DISTRICT
EAST HERKIMER FIRE DISTRICT
FRANKFORT CONSOLIDATED HEALTH DISTRICT
FRANK J. BASLOE LIBRARY
GERMAN FLATTS FIRE DISTRICT
GERMAN FLATTS MOHAWK CONSOLIDATED HEALTH DISTRICT
JORDANVILLE PUBLIC LIBRARY
NEWPORT JOINT FIRE DISTRICT
ONEIDA-HERKIMER SOLID WASTE MANAGEMENT AUTHORITY
POLAND DISTRICT PUBLIC LIBRARY
POLAND JOINT FIRE DISTRICT
SALISBURY FIRE DISTRICT 1
UPPER MOHAWK VALLEY REGIONAL WATER BOARD
VAN HORNESVILLE FIRE DISTRICT 1
WEBB FIRE DISTRICT 1
WINFIELD CONSOLIDATED HEALTH DISTRICT
COLUMBIA LITCHFIELD FIRE DISTRICT
EAST CANADA CREEK FIRE DISTRICT
EAST HERKIMER FIRE DISTRICT
FRANKFORT CONSOLIDATED HEALTH DISTRICT
FRANK J. BASLOE LIBRARY
GERMAN FLATTS FIRE DISTRICT
GERMAN FLATTS MOHAWK CONSOLIDATED HEALTH DISTRICT
JORDANVILLE PUBLIC LIBRARY
NEWPORT JOINT FIRE DISTRICT
ONEIDA-HERKIMER SOLID WASTE MANAGEMENT AUTHORITY
POLAND DISTRICT PUBLIC LIBRARY
POLAND JOINT FIRE DISTRICT
SALISBURY FIRE DISTRICT 1
UPPER MOHAWK VALLEY REGIONAL WATER BOARD
VAN HORNESVILLE FIRE DISTRICT 1
WEBB FIRE DISTRICT 1
WINFIELD CONSOLIDATED HEALTH DISTRICT
COLUMBIA LITCHFIELD FIRE DISTRICT
EAST CANADA CREEK FIRE DISTRICT
EAST HERKIMER FIRE DISTRICT
FRANKFORT CONSOLIDATED HEALTH DISTRICT
FRANK J. BASLOE LIBRARY
GERMAN FLATTS FIRE DISTRICT
GERMAN FLATTS MOHAWK CONSOLIDATED HEALTH DISTRICT
JORDANVILLE PUBLIC LIBRARY
NEWPORT JOINT FIRE DISTRICT
ONEIDA-HERKIMER SOLID WASTE MANAGEMENT AUTHORITY
POLAND DISTRICT PUBLIC LIBRARY
POLAND JOINT FIRE DISTRICT
SALISBURY FIRE DISTRICT 1
UPPER MOHAWK VALLEY REGIONAL WATER BOARD
VAN HORNESVILLE FIRE DISTRICT 1
WEBB FIRE DISTRICT 1
WINFIELD CONSOLIDATED HEALTH DISTRICT
Special District
17 Active
17
Organizations
CENTRAL VALLEY CSD AT ILION-MOHAWK
DOLGEVILLE CENTRAL SCH
FRANKFORT SCHUYLER CENTRAL SCH DIST
HERKIMER CENTRAL SCHOOL DIST
HERKIMER CO COMM COLLEGE
HERKIMER COUNTY BOARD OF COOPERATIVE EDUCATIONAL SERVICES
LITTLE FALLS CITY SCH DIST
MOUNT MARKHAM CENTRAL SCHOOL DISTRICT
OWEN D YOUNG CENTRAL SCHOOL
POLAND CENTRAL SCH DIST
RICHFIELD SPRINGS CENTRAL SD
VAN HORNESVILLE-OWEN YOUNG CNTRL SCH DIST
WEBB TOWN UNION FREE SCH DIST
WEST CANADA VALLEY CENTRAL SCHOOL DIST
CENTRAL VALLEY CSD AT ILION-MOHAWK
DOLGEVILLE CENTRAL SCH
FRANKFORT SCHUYLER CENTRAL SCH DIST
HERKIMER CENTRAL SCHOOL DIST
HERKIMER CO COMM COLLEGE
HERKIMER COUNTY BOARD OF COOPERATIVE EDUCATIONAL SERVICES
LITTLE FALLS CITY SCH DIST
MOUNT MARKHAM CENTRAL SCHOOL DISTRICT
OWEN D YOUNG CENTRAL SCHOOL
POLAND CENTRAL SCH DIST
RICHFIELD SPRINGS CENTRAL SD
VAN HORNESVILLE-OWEN YOUNG CNTRL SCH DIST
WEBB TOWN UNION FREE SCH DIST
WEST CANADA VALLEY CENTRAL SCHOOL DIST
CENTRAL VALLEY CSD AT ILION-MOHAWK
DOLGEVILLE CENTRAL SCH
FRANKFORT SCHUYLER CENTRAL SCH DIST
HERKIMER CENTRAL SCHOOL DIST
HERKIMER CO COMM COLLEGE
HERKIMER COUNTY BOARD OF COOPERATIVE EDUCATIONAL SERVICES
LITTLE FALLS CITY SCH DIST
MOUNT MARKHAM CENTRAL SCHOOL DISTRICT
OWEN D YOUNG CENTRAL SCHOOL
POLAND CENTRAL SCH DIST
RICHFIELD SPRINGS CENTRAL SD
VAN HORNESVILLE-OWEN YOUNG CNTRL SCH DIST
WEBB TOWN UNION FREE SCH DIST
WEST CANADA VALLEY CENTRAL SCHOOL DIST
School District
14 Active
14
Organizations
108TH INFANTRY REGIMENTAL ASSOCATION
315K FOR THE CURE INC
4 ELEMENTS STUDIO INC
4Pet Sake Food Pantry Inc
AARON GOERNER
ADIRONDACK AFTER HOURS II
ADIRONDACK FOOTHILLS TRAILS ALLIANCE INC
ADIRONDACK LEAGUE CLUB
ADIRONDACK RAILWAY PRESERVATION
ADK CHARITABLE FOUNDATION INC
ADREAN-MATT RESIDENT ASSOCIATION, INC
AMAZING GRACIE GIFT FOUNDATION
AMERICAN FEDERATION OF LABOR & CONGRESS
AMERICAN FEDERATION OF MUSICIANS OF THE US & CANADA
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
108TH INFANTRY REGIMENTAL ASSOCATION
315K FOR THE CURE INC
4 ELEMENTS STUDIO INC
4Pet Sake Food Pantry Inc
AARON GOERNER
ADIRONDACK AFTER HOURS II
ADIRONDACK FOOTHILLS TRAILS ALLIANCE INC
ADIRONDACK LEAGUE CLUB
ADIRONDACK RAILWAY PRESERVATION
ADK CHARITABLE FOUNDATION INC
ADREAN-MATT RESIDENT ASSOCIATION, INC
AMAZING GRACIE GIFT FOUNDATION
AMERICAN FEDERATION OF LABOR & CONGRESS
AMERICAN FEDERATION OF MUSICIANS OF THE US & CANADA
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
108TH INFANTRY REGIMENTAL ASSOCATION
315K FOR THE CURE INC
4 ELEMENTS STUDIO INC
4Pet Sake Food Pantry Inc
AARON GOERNER
ADIRONDACK AFTER HOURS II
ADIRONDACK FOOTHILLS TRAILS ALLIANCE INC
ADIRONDACK LEAGUE CLUB
ADIRONDACK RAILWAY PRESERVATION
ADK CHARITABLE FOUNDATION INC
ADREAN-MATT RESIDENT ASSOCIATION, INC
AMAZING GRACIE GIFT FOUNDATION
AMERICAN FEDERATION OF LABOR & CONGRESS
AMERICAN FEDERATION OF MUSICIANS OF THE US & CANADA
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization
772 Active
772
Organizations
Community Partners114 organizations
COUNTY OF HERKIMER
Municipal Government·HERKIMER
TOWN OF COLUMBIA
Municipal Government·RICHFIELD SPRINGS
TOWN OF FAIRFIELD
Municipal Government·LITTLE FALLS
TOWN OF FRANKFORT
Municipal Government·FRANKFORT
TOWN OF GERMAN FLATTS
Municipal Government·MOHAWK
TOWN OF LITTLE FALLS
Municipal Government·LITTLE FALLS
TOWN OF NEWPORT
Municipal Government·NEWPORT
TOWN OF OHIO
Municipal Government·OHIO
TOWN OF SALISBURY
Municipal Government·SALISBURY
TOWN OF STARK
Municipal Government·VAN HORNESVILLE
TOWN OF WARREN
Municipal Government·MOHAWK
TOWN OF WINFIELD
Municipal Government·WEST WINFIELD
VILLAGE OF COLD BROOK
Municipal Government·COLD BROOK
VILLAGE OF DOLGEVILLE
Municipal Government·DOLGEVILLE
VILLAGE OF MIDDLEVILLE
Municipal Government·MIDDLEVILLE
VILLAGE OF MOHAWK
Municipal Government·MOHAWK
VILLAGE OF NEWPORT
Municipal Government·NEWPORT
VILLAGE OF WEST WINFIELD
Municipal Government·WEST WINFIELD
COLUMBIA LITCHFIELD FIRE DISTRICT
Special District·WEST WINFIELD
EAST HERKIMER FIRE DISTRICT
Special District·HERKIMER
FRANKFORT CONSOLIDATED HEALTH DISTRICT
Special District·FRANKFORT
GERMAN FLATTS FIRE DISTRICT
Special District·MOHAWK
GERMAN FLATTS MOHAWK CONSOLIDATED HEALTH DISTRICT
Special District·MOHAWK
JORDANVILLE PUBLIC LIBRARY
Special District·JORDANVILLE
ONEIDA-HERKIMER SOLID WASTE MANAGEMENT AUTHORITY
Special District·UTICA
POLAND DISTRICT PUBLIC LIBRARY
Special District·POLAND
SALISBURY FIRE DISTRICT 1
Special District·SALISBURY CENTER
UPPER MOHAWK VALLEY REGIONAL WATER BOARD
Special District·UTICA
VAN HORNESVILLE FIRE DISTRICT 1
Special District·FORT PLAIN
WEBB FIRE DISTRICT 1
Special District·OLD FORGE
WINFIELD CONSOLIDATED HEALTH DISTRICT
Special District·WEST WINFIELD
HERKIMER COUNTY BOARD OF COOPERATIVE EDUCATIONAL SERVICES
School District·HERKIMER
108TH INFANTRY REGIMENTAL ASSOCATION
Nonprofit Organization·Utica
315K FOR THE CURE INC
Nonprofit Organization·UTICA
4 ELEMENTS STUDIO INC
Nonprofit Organization·UTICA
4Pet Sake Food Pantry Inc
Nonprofit Organization·Mohawk
AARON GOERNER
Nonprofit Organization·Utica
ADIRONDACK AFTER HOURS II
Nonprofit Organization·Utica
ADIRONDACK FOOTHILLS TRAILS ALLIANCE INC
Nonprofit Organization·Old Forge
ADIRONDACK LEAGUE CLUB
Nonprofit Organization·OLD FORGE
ADIRONDACK RAILWAY PRESERVATION
Nonprofit Organization·UTICA
ADK CHARITABLE FOUNDATION INC
Nonprofit Organization·UTICA
ADREAN-MATT RESIDENT ASSOCIATION, INC
Nonprofit Organization·UTICA
AMAZING GRACIE GIFT FOUNDATION
Nonprofit Organization·MOHAWK
AMERICAN FEDERATION OF LABOR & CONGRESS
Nonprofit Organization·UTICA
AMERICAN FEDERATION OF MUSICIANS OF THE US & CANADA
Nonprofit Organization·Utica
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Herkimer
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Old Forge
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Fort Plain
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Newport
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Fort Plain
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Utica
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Herkimer
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Herkimer
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Little Falls
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·mohawk
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Van Hornesville
AMERICAN FEDERATION OF TEACHERS
Nonprofit Organization·Fort Plain
AMERICAN FEDERATION OF TEACHERS 2839 Mohawk Valley Community College PA
Nonprofit Organization·Utica
AMERICAN GUILD OF ORGANISTS
Nonprofit Organization·Utica
AMERICAN LEGION
Nonprofit Organization·Frankfort
AMERICAN LEGION
Nonprofit Organization·West Winfield
AMERICAN LEGION
Nonprofit Organization·Old Forge
AMERICAN LEGION
Nonprofit Organization·UTICA
AMERICAN LEGION
Nonprofit Organization·NEWPORT
AMERICAN LEGION
Nonprofit Organization·Cold Brook
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Richfield Springs
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Utica
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Fort Plain
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Old Forge
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Cold Brook
AMERICAN LEGION AUXILIARY-25 CROWLY BARNUM UNIT
Nonprofit Organization·Mohawk
AMERICAN LEGION AUX ILIARY UNIT 31
Nonprofit Organization·Little Falls
AMERICAN LEGION POST 25 CROWLEY-BARNUM
Nonprofit Organization·MOHAWK
AMERICAN LEGION POST 31
Nonprofit Organization·LITTLE FALLS
American Legion Post 616 Hugick Purcell Shepard
Nonprofit Organization·Richfield Springs
AMERICAN POSTAL WORKERS UNION
Nonprofit Organization·UTICA
AMICABLE LODGE NO 664 OF FREE AND
Nonprofit Organization·UTICA
AMVETS
Nonprofit Organization·Herkimer
AMVETS
Nonprofit Organization·Fort Plain
AMVETS
Nonprofit Organization·Richfield Springs
AMVETS POST 2000
Nonprofit Organization·FORT PLAIN